This is an elevated comment, from Stewart M.
By StewartM
This is an elevated comment, from Stewart M.
By StewartM
In the two hundred years before the American Civil War there were more than 250 slave revolts involving more than 50 slaves. Most involved between 50-150, but some we much larger.
So, Sean Paul, what does this have to do with the Second Amendment Right to Bear Arms?
Everything to do with slavery, and nothing to do with holding our government accountable. Seriously, do you honestly think a couple thousand Texans with AR-15s could out fight an armored brigade? GTFOH.
The Second Amendment was specifically designed so that white slave holders had enough firepower–not pitchforks–to put down any serious slave rebellion. Look what they did to Gabriel Prosser in 1800? Bet you never heard of him, have ya?
Here is another fun fact: I have one BA, one MS, and an MA for good measure, and no teacher or professor in any of my classes ever discussed slave revolts in the United States. Yes, François-Dominique Toussaint Louverture was lionized. But he was Haitian revolting against the French. I have 20 years of primary, secondary and tertiary education and no one, not even once, ever mentioned a slave revolt in the United States. They talked about how well slaves were treated–which is balderdash–but never mentioned slave revolts. Maybe that’s because I was mostly educated in Texas, a kind of sort of part of the South, but really just home to a bunch of loudmouth assholes and dipshits who think they are better than everyone else in the United States because Texas was its own country for nine years. What’s that joke about bullshit and Texans? Texas begged to be let into the Union every chance it got.
Last but not least, the stench of slavery lingers on in the institution of the Senate in general, which is first and foremost the most undemocratic insitution in the United States, and in particular the filibuster, which to this day is used the vast majority of the time by Southern Senators to derail any real progress in the United States.
So, now you know.
This is the second in a series of essays on Russia, war, grand strategy and history.
Diplomacy is the politics of anarchy.¹ Grand strategy usually manifests itself through diplomacy, but in failure, as Clausewitz instructs us, war. I wave this semaphore to avoid confusion by opening a discussion on Russian grand strategy with an overview of diplomatic history. No longer a superpower, the United States is now a great power primus inter pares. The US, no longer able to dictate the politics of anarchy must learn to appreciate the rising risk of general warfare among great powers. Such a conflict is now probable before my generation shuffles off our collective mortal coil. Maybe next year, maybe in twenty. But facts are stubborn and China has superseded the United States in all but two or three of the most important measures of economic and military power.
We live in a revolutionary diplomatic moment. First, the eminent collapse of the global diplomatic order created by Kissinger and Zhou En-lai with the Shanghai Communiqué in 1972 is, if not already dead, dying. America’s perplexing abandonment of the triangular diplomacy§ that kept the then Soviet Union and its successor state the Russian Federation and China closer to the US than to each other, has further eroded the global balance of power out of America’s favor. The American grand strategy of the 20th century—prevent any single power or coalition of hostile powers from dominating the Eurasian landmass—has been surrendered to a 21st century foreign policy of cobbled together, ill-thought out and impulsive moves, engineered by small-minded think tank ideologues and the little men of domestic politics hoping to ‘make America great again.’ I doubt three out of hundred Americans understand how seriously we torpedoed our own power by abandoning a successful grand strategy in favor of limited ideals like the “dual containment” of rogue states or the policy to fight “two and a half wars” simultaneously as Madeleine Albright’s “indispensable nation” during the Unipolar Moment of the 1990s. But, denial is not a river in Egypt and so Thucydides’ trap∇ patiently awaits an irresponsible United States like a Praying Mantis.
Great power wars within the Westphalian system run in hundred year cycles.∅ The end of the Thirty-Years War in 1648 inaugurated the Westphalian world. Roughly a hundred years later the War of Austrian Succession begat the Seven-Years War, the first truly global war. The Treaties of Paris and Hubertusburg were signed in 1763, but left open more questions than the wars resolved.
Open diplomatic questions have a nasty tendency to war. Such were the misunderstood results of the 1763 peace, like the American struggle for Independence, arising out of England’s near bankruptcy. A reinvigorated French naval challenge to England and the domestic forces unleashed by French support of American independence attenuated the natural hundred-year gap between Great Power wars. These unintended consequences lit the French Revolutionary fuse that erupted in 1789 and ended in 1815. A renewed hundred-year gap ended with the Miracle on the Marne in September 1914. This Second Thirty-Years War, fought to settle Germany’s place in Mitteleuropa, ending in 1945 is a complete historical epoch. Taking the end of WWII in 1945 and subtracting the present year 2024 gives us an interval of 21 years in which the global balance of power continues to shift out of America’s favor and into China’s.
The balance of power is not some recondite or esoteric construct. It is a crucial gauge of power relations in an anarchic system. But it is a lagging indicator. Indeed, when the balance of power is re-established after wars or significant diplomatic denouements (e.g. the reordering of the European alliance system after the Diplomatic Revolution of 1756 or the combined effects of the Nixon-shocks that unraveled the post-WWII financial settlement of Bretton Woods in August 1971 and the subsequent rearrangement of the global order with the Shanghai Communiqué in February 1972) the results simply confirm what existed beforehand. The démarche or war confirms pre-existing facts on the ground, not as most believe, create new ones. Need I remind anyone of Dick Cheney’s Baudrillard-like post-modern comment on the Iraq war when he said, “we make the reality.” No, Dick, actually you do not. We lost in Iraq. But poor Dick’s limited horizons could not conceive that the politics of war are older than humanity itself. Our closest primate relatives, chimpanzees—not bonobos— play at politics identically. “[Primatologists have] concluded that rather than changing the social relationships, [chimpanzee] fights [and wars] tended to reflect changes that had already taken place,” remarks Lawrence Freedman in his book Strategy.”† A brilliant, if depressing, observation on the human condition.
Russian grand-strategy under Putin’s twenty-five year tenure has been quadripartite in nature. First, quash any and all separatist movements or insurgencies within the internationally recognized borders of the Russian Federation—to prevent a Soviet style dissolution of the entirety of Eurasia. Second, place all of Russia’s vast resources under the umbrella of state control. Third, subject to the completion of aim number two, Russia sought neocolonial controlling stakes over the vast majority of resources within the previous borders of the USSR—know as the Near Abroad. Putin’s fourth aim is to secure a non-NATO buffer zone, or sphere of influence, to the south and west large enough to keep Russia safe from invasion from those two cardinal points.
Of course, nuclear weapons do form a part of Russian grand strategy but they are a separate problem understood best within the context of the late 20th century arms control regime created by Nixon and Brezhnev, affirmed by Reagan and Gorbachev, and enlarged by Bush the Elder and Clinton with Yeltsin. For now, prudence dictates we proceed under the precondition that any war Russia fights will be conventional, that is until its existential interests have been breached. Adjacent threats are not direct, but there can be no denying (not-so) covert NATO, sorry, I mean Ukrainian attacks against Russian ballistic missile early warning radars are provocative in extremis. The Ukraine is not a nuclear power and without need or interest in destroying such radars. It’s NATO action.
Full stop.
Shrewd Putin shows more restraint than any contemporary Western leader possesses.² Just look at Macron flailing wildly about France fighting Russia—its historical ally! Or Polish President Andrzej Duda agitating direct NATO war against Russia. Sure, its lunacy but rational lunacy in a Polish context. But, with every new report of NATO, so sorry, I mean Ukrainian, skullduggery my sphincter tightens and I look to build a bomb shelter.
On 9 August 1999 Russian President Boris Yeltsin named then unknown Vladimir Putin as his prime minister. In September a series of apartment bombings, attributed to Chechen separatists, in Moscow and Volgodonsk killed over 300 people.‡ Most observers, including myself, believe this was a false-flag operation. Whatever the case, it succeeded in galvanizing the Russian people in advance of the Second Chechen War. Putin quickly eclipsed Yeltsin as president of the Russian Federation on December 31, 1999 and subsequently ordered the bombing of Grozny. Putin pursued the Second Chechen War with ruthlessness right up to its official non-official ending in 2009. For ten years Russia showed no mercy, raining destruction and death on Chechen town and village, combatant and civilian alike.
Why? Because the consequences of failure were so grim, not just for the Russian Federation, but for the world. Herein lies a significant failure of American imagination. Try and visualize the chaos of a rump Russian state ending at the Ob River and a dozen more sovereignties existing across Eurasia. The resulting power vacuum and disruption to the balance of power would have made the Balkans look like a Sunday picnic. Make no mistake, this is the terminal goal of former Undersecretary of State for Revolution and Chaos, Victoria Nuland, wife of neocon éminence grise Robert Kagan, should the Ukraine prevail. It’s insanity equivalent to opening a can of baby sand-worms from Arrakis in the Gobi Desert just to see what happens. Neocons, like Nuland, suffer from what I call khaophilia, from the ancient Greek meaning love of chaos. They are rubberneckers on the interstate whose stupidity cause mass pileups. Or as my Turkish buddy Murat said one gorgeous spring day of a young ne’er do well on the streets of İstanbul, “he has an uncontrollable desire to throw rocks at hornet’s nests and watch what happens.” Think Libya. But I digress.
The second arc of Putin’s grand strategy was complete within four years of his accession and election to the Russian presidency. By 2003 he had dissolved every independent media outlet and stripped all but the most dangerous of oligarchs of their power and assets, exiling many. He reserved the most severe punishment for his most serious and worthy opponent, Mikhail Khodorkosky. At the time Khodorkovsky was worth an estimated $15 billion USD and was CEO of Yukos, Russia’s largest oil and gas company. Putin had his assets seized by and incorporated into the state oil company Rosneft. Khodorkovsky was jailed on trumped up charges of tax evasion and convicted in 2005. Russia’s vast national resources were now under the control of the государство—the state.
The third goal of his grand strategy was decidedly neocolonial and took longer to achieve. However, by 2016 when I visited all but one of the Central Asia republics (Tajikistan) the resources of Uzbekistan, Turkmenistan, a goodly portion of those in Kazakhstan (reliably pro-Russian), and Kyrgyzstan appeared under the control of the Russian Federation. Russian TV news was on in the hotels and airports and every ATMs but one dispensed rubles not dollars.⊕ Only Azerbaijan gained a measure of independence, but it came at an enormous cost.
From 1991 forward Russia supported Armenia’s land-grab in Nagorno-Karabakh, a de jure part of Azerbaijan, but soon under de facto Armenian control. Following the first Nagorno-Karabakh War’s end in 1994 Armenia encouraged its citizens to populate the newly conquered territory, á la Israeli settlers gobbling up the West Bank. Russia’s aim to keep Azerbaijan divided and preoccupied had salutary second order effects, like limiting the interests of western oil companies in Azerbaijan. Not until 2023, after Turkey—infuriated by Russian attacks on its jets, soldiers and interests in Syrian Kurdistan—up-armed the Azeris with modern NATO armaments, were the Armenians summarily tossed out of Azeri territory. Claims of a second Armenian genocide are without merit. The Azeris committed no crimes against humanity. They waged war against an aggressor and ejected the occupier. Hyperbole is wasted on reality.
To Russia’s satisfaction the Transcaucasian nations remain divided. Azerbaijan, a Shi’ite nation, schizophrenically looks to both Iran and the US for guidance. Armenia, unwilling to accept defeat, choses selective outrage. Meanwhile an economic and demographic time bomb of its own making prepares to detonate. Then there is poor benighted Orthodox Christian Georgia. I recall sitting in Alex Rondeli’s Tbilisi office in 2003 discussing the future of Georgia and the possibility of joining NATO. This was in the immediate aftermath of Sheverdnadze’s ouster, the Rose Revolution, and Columbia University educated Mikhail Saakashvili’s presidency. Rondeli, to his credit, percolated ambivalence about NATO and American power. I perceived him as much more the pragmatist than romantic, as such terms relate to power politics. But his associate, one Timur Iakobashvili, was a strident true believer. He waxed poetic about America’s invasion of Iraq. He hectored me about our success at expeditionary warfare—the insurgency had yet to begin. And he was certain NATO would come calling.
“No, it won’t,” I said, “plus, á la perfide Albion, America will betray you the moment we lose interest in your part of the world.”◊ I fancy I got the last word but Iakobashvili got the Ambassadorship to the US.
Regardless, Abkhazia and Ossetia were shaved off of Georgia in the 2008 Russo-Georgian War. The nation, divided still, demonstrates the principle of divide and rule is as effective now as it was when the Hittites disastrously invaded Assyria in 1237 BC. Fortunately, most Georgian citizens have begrudgingly accepted this modus vivendi with the Russian Federation, much as Mexico accepts the giant of el Norte. Sometimes there is no choice. Sometimes you have to make the best bad choice. That’s the national interest in an anarchic world. Obviously, this suits Russia just fine, having the added benefit of a divided Georgia aligning with Russia’s interest in preventing NATO accession.
That brings us to the present moment. The matter at hand. Putin’s fourth and final grand strategic aim: carve out a large enough buffer between NATO and the Russian Federation that makes the costs of invasion from the south or west prohibitive. As I have shown, the Russian way of war is predicated on three easily comprehensible strategies. First, scorched earth tactics and the suffering of the Russian people.° Second, the ability to ‘spin up,’ recognize and promote learning generals while under distressing clouds of бардак—messiness.ƒ Finally, what has been left unsaid but demonstrated clearly in the three wars cited in my previous essay, is the Parthian, or steppe way of war: strategically trading space for time.
The Scythians first did this to Darius I of Persia in 513 BC, luring him ever deeper into the Pontic Steppe. The Parthians destroyed Crassus and his legions in 53 BC at Carrhae by trading space for time, suckering him down from the watered hills around Edessa onto the parched plains of Mesopotamia. The Seljuk Turks conquered half a world with such tactics first at the Battle of Dandanaqan in 1040 AD against the Ghaznavids, then at Manzikert in 1071 against the Byzantines. The Mongols won the greatest empire humanity has ever known on the backs of their horses, deep in the steppe, firing recurved bows. Even Tamerlane, scion of the Chingissid line and first of the gunpowder kings, defeated the Ottoman Sultan Yıldırım—the Lightningbolt—Bayezit at the Battle of Angora, leaving him to dash his brains out in a gilded cage as the Great Emir trudged back to Samarkand. Grant and his successors would call it the strategic defensive. This, combined with scorched earth tactics gives Russia enough time to marshal all her resources to mount a successful counter-offensive, as she did at Poltava, Borodino, and Stalingrad. The Ukraine (and Belarus) is simply the space Russia will trade for time.
It is important to recall that all Russia asked of the Ukraine, before the war began, was neutrality. But the Brits suckered the Ukraine’s Comedian-in-Chief into fighting against Russia as a cat’s paw for NATO. Whiskey tango foxtrot!
So now Russia destroys the eastern part of Ukraine, not to conquer, but simply preserve a large enough buffer so that any would-be invader can be met in Russian time, not invader time, and whereby be destroyed. Space for time has been and will remain the single most important and historically relevant aspect of her grand strategy, barring a nuclear exchange and even then, who really knows? Russian Eurasia is vast. Space for time is a vital interest to Russia. Victorious, she will dictate the peace, annex all Ukrainian territories in a line from Sumi in the north through Poltava, Dnipro on the east bank of the Dnieper River, Zaporizhzhiya, then south across to Kherson, Mikolaiv and finally the entire Oblast of Odessa. What will remain is a landlocked rump, near-failed Ukrainian state ruled by a corrupt Comedian-cum-Dictator, dependent on Russian good-will. Sovereign neutrality versus suzerainty? I know what I would have chosen.
“что делать?”ξ What happens after Russia defeats the Ukraine? What of her increasingly tight-knit energy for cash rapprochement with China? The Russians have clearly entered one of their “Russians are an Asiatic people” phases that cycle through the Russian intelligentsia every few decades like a recurrent case of giardiasis. Does this mean we are we looking at an Asiatic version of the pre-WWI Антанта (entente)? I confess my crystal ball is getting a bit foggy.
What will an emboldened, revanchist Russian grand strategy look like? What kind of forward actions will it take? Will it revive its navy and utilize the harbors of Syria to pressure Israel and project power into the greater Middle East? If so, the results might be beneficial to peace in the region. At the very least it will piss the Israelis off. Will it revive its relationship with Egypt, Nasser-like, displacing American influence and subsidies? At risk of a two front conflict against Iran and Egypt? That might chasten the Israelis into some kind of acceptance of international norms. At the very least it’ll sober ‘em up from their decades long binge of oppression against the Palestinians. Will Russia super charge its submarine fleet in the North Atlantic? Threatening NATOs key re-supply line? Will it find a unique way to avoid war but pressure the Baltics into leaving NATO for a pre-World War One Belgian-like guaranteed neutrality? Will it support a Chinese invasion of Taiwan? There is a non-zero chance that each and all of these might happen and more. Russia has regained a decent share of the stature it lost globally when the USSR dissolved. Not all of it, however, and so she is a spoiler on the international stage, albeit a big one. Nor should she be underestimated.
And yet . . .
Of course, the majority fault lies with America. Presidents Bush the Younger, Obama, Trump and Biden foolishly drove a heavyweight continental power, former and potentially future ally into the arms of our biggest international competitor, China. I don’t know about you, but I would have preferred Russia on our side fighting the land war when the big show against China begins in earnest. With the right coalition, one including a Russian threat to China’s rear, the Middle Kingdom can be defeated. Sadly, the march of folly begun with the abrogation of the ABM Treaty by Bush the Younger in 2002 accelerated with the abeyance of the INF Treaty in 2018 by Trump, leaving the nuclear arms control regime began by Nixon and Brezhnev, solidified by Reagan and Gorbachev and expanded under Bush the Elder and Clinton, in tatters. We world citizens are left to live, once again, at very real risk of nuclear annihilation. What a shame small minds presided over such potential.
Obviously the horizons of American diplomats have never been very far or wide. Certainly not enlightened enough to embrace or understand men of foresight like Teddy Roosevelt, Henry Kissinger, and James A. Baker, III. After all, banality of banalities, the business of America is business. Let’s have featherweight Warren Christopher be our Secretary of State! How about Madeleine Albright or even cage-match Condi? Anthony wet-Blanket anyone? Such choices leave me disgusted.
What’s even more dangerous is American worship at the ‘Church of the Divine Belief in the Steadfastness of Our International Friends’. Does it have a pope? How many brigades does he have? Alas, nothing is sillier or more dangerous than such blind adherence. Our European allies are freeloaders, sipping their cafe au lait under an America tax-payer financed security umbrella while the sun sets on Western Civilization. Don’t misunderstand me, I get Europe’s reluctance to rearm and/or countenance war of any kind after the catastrophe of the early 20th century.
But, folks, let’s get real for a moment and recognize truth.
No nation has steadfast friends. Nations have only implacable, insatiable interests. When those interests align, you get harmony. When they do not, you get conflict, revolution or war. This is the way of the Westphalian system, established in 1648 and now global in scope. We fool ourselves trusting the panacea of international law and/or a rules based order.
In Westphalia there is only anarchy, self-interest and impermanent security. For if one nation has absolute security, then all others are absolutely insecure.
¹: In the Westphalian order there is no mutually agreed upon global government or mechanism with a monopoly on violence to enforce peace. There is a word for this: anarchy.
§: The Wikipedia entry on Triangular diplomacy is 85% rubbish and 15% cherry-picked quotes. The concept behind triangular diplomacy is simple, to paraphrase Kissinger: keep relations with our peer competitors closer to us than they are to each other. The Wikipedia entry is a self-fellating perversion of the original concept. Donald Trump wouldn’t know triangular diplomacy from a parallelogram, nor would Anthony Blinken.
∇: The Thucydides trap, a phrase coined by scholar Graham Allison, pertains to the challenge of a rising power opposing the defender of the status quo and the resultant breakdown of diplomacy, then almost universally followed by great power general warfare. For example, Athens rising, Sparta status quo. United Kingdom status quo, Germany rising. Dozens of other examples exist throughout history.
∅: It is crucial to note that I am discussing warfare and grand strategy within the Westphalian system, a system that now dominates the globe. There were plenty of devastating wars all over the world between 1648 and 1900. But, generalized global warfare under the Westphalian system is materially different and not all state actors were apart of the Westphalian system until the 20th century.
†: Freedman, 2013, p.4. I’d further highlight that chimpanzees and bonobos are the Yin and Yang of mankind’s warring sides.
²: this essay was written before NATO forces, French, Polish and Ukrainian made their incursion into the Kursk Oblast of Russia, which makes my comments even more appropriate and predictive.
‡: It’s September of 1999, I don’t recall the exact date, but it was around 11:30 pm or so, I was sitting in the original Moscow McDonald’s on the corner of Bronnaya and Tverskaya ulitsas. In 1999 McDonalds was still a status symbol to Russians so I humored my business associate, Volodya, with a Биг Мак. The moment we sat a boom rang out, followed by rattling windows and the soft shaking of the building. An earthquake in Moscow? Everyone except me hit the floor. The immediate danger gone, we all went outside looking up and down Tverskaya ulitsa. To the southeast a column of smoke rose, barely visible behind the Kremlin floodlights atop the Trinity tower. Volodya turned to me and said in Russian, “those fucking Chechens are all going to die now.” He was not far off the mark.
⊕: The sole holdout was an ATM in Osh, Kyrgyzstan that spit out Chinese Yuan. What do you think that presages?
◊: La perfide Albion, French for Perfidious Albion refers to the diplomatic treachery of England. And yes, I really said this to him. I would also note Scott Ritter made virtually identical comments about Georgia in a podcast yesterday. Fast forward to the last seven minutes.
°: “Shonik, don’t worry about us,” my Russian ex-wife used to say, “we’re used to it. We’ll endure.”
ƒ: Thank you reader ‘j’ for this wonderful concept.
ξ: “What is to be done?” Vladimir Lenin, Saint Petersburg, 1902.
Kelley lives in San Antonio, Texas. He has a Bachelor’s degree in European History, and two Master’s: International Relations and Political Economy and another in History, focusing on the medieval trade routes of Inner Asia.
There are two types of advantages.
A comparative advantage is when you have or can produce more of something than someone else. (Person, country, whatever.)
An absolute advantage is when you have or can do or produce something others can’t. This can be threshold matter: in World War II the Allies had more than enough oil and the Axis didn’t have enough to run their war machine. While in numbers terms it looked like a comparative advantage, it was actually an absolute advantage: it strangled Axis production and their ability to field mechanized troops, aircraft and ships. Up until the nuclear bomb, in terms of tech, the opposing great powers were about equal, but in terms of the key resource required to run everything, the Allies were in surplus and the Axis never had enough.
Firearms were an absolute advantage. Once they spread, European firearms were usually still better and Europeans understood how to use them properly, while their opponents rarely did. Cultural understanding is often necessary to get the most out of a technology. In India, the British East India company often faced off against Indian armies with the same weapons as them, but they deployed them atrociously: they didn’t know how to use them properly.
Machine guns, when first deployed, were an absolute advantage. The Maxim gun, deployed in Africa, let British troops defeat armies literally 100 times larger than it.
Horse archers, properly deployed, were an absolute advantage. Genghis Khan didn’t just united Mongolia (making many tribes all into Mongols), he changed society and military organization and how horse archers were deployed. For about a century the Mongols were essentially undefeated, creating the largest land empire in history, and when the first real loss happened, the Mamluks inflicted it by using a Mongol style army effectively against the Mongols.
The steam engine plus factories produced goods in such quantities that it was a relative advantage which become an absolute advantage. Factories had existed before steam, indeed we have evidence of factories in India before the Aryan invasion, thousands of years ago. But add steam, and BOOM. (Oil and electricity merely increased production, but they weren’t the quantum leap.)
In the invasion and conquest of the Americas, the absolute advantage wasn’t cannons and firearms nearly so much as it was European diseases, which the Europeans had some immunity to and the natives had no immunity to. End result, 90% of the population killed off by disease. Without that Europeans might have done an “India” and conquered various North American areas, but they would never have been able to colonize all of it and drive most of the population to extinction so they could keep it in the long run.
Cannons were an absolute advantage for a time. The monarchs of the early Renaissance were able to use them to reduce the noble power massively and turn them from semi-independent rulers (feudalism) into aristocrats dependent on the king, since castles could no longer hold out in sieges for any length of time.
Further back, the European Knight had an absolute advantage over peasants and most European infantry (minus the Scots and Swiss and a few exceptions.) That advantage didn’t extend much out of Europe. Knights were better than Byzantine cataphractoi and Muslim cavalry, but not so much as to allow lasting conquest. However, against internal enemies in Europe, their superiority was massive, especially against peasant armies.
Absolute advantage is about having something or being able to do something your competitors don’t have or can’t do. The current imbroglios over computer chips and airplane manufacture are the West’s attempt to keep the few places where they still have an absolute advantage over China, since they’ve given (sold) the rest to China, and lost most of their comparative advantages.
In eras of absolute advantage, small societies can do astounding things. The Mongols conquered vastly more populous areas and so did Europeans in general and the British in particular.
Eras of relative advantage, on the other hand, are eras of the most and the biggest.
Reader question. Are we in an absolute or relative era?
As long time readers know, Randall Collins is a sociologist I admire.
One of his books is Macrohistory: Essays In Sociology of the Long Run. The second chapter is a theory of the rise and fall of empires. It’s this theory which Collins used to predict the collapse of the USSR in advance.
Principle 1: Size and resource advantage favors expansion. Expansion and resource advantage includes satrapies and alliances. So Canada’s resources are America’s and so are Europe’s and Japan’s and Australia’s and so on. Athen’s “allies” resources were Athens’, etc…
Principle 2: Geopolitical or “marchland” advantage favors expansion. This means you want to be on the edge, in the corner of the map. Think Rome, on the edge of the Greek world. Russia on the edge of Europe and, indeed, America on the edge, and having no real enemies nearby.
All seven unifiers were from marchland, the central states always lost.
The history of Europe in the 20th century was war between central powers (and the old marchland, Britain), leading to exhaustion and then conquest by the two European marchland states, dividing Europe between Russia and the US. Americans had massive garrisons and overthrew governments who tried to resist them in Europe; they were occupiers just as were the Soviets.
The advantage here is the classical one of corner positions: you don’t have enemies on every side. Russia became a great power largely by having gunpowder weapons and expanding against people who didn’t, while having to defend only one border against European nations. America, likewise, but with very little real risk from advanced nations once the revolution was gone (Canada was too sparsely populated, and Mexico/Spain were in radical decline.)
Principle 3: Interior states tend to fragment when not conquered by marchland states. Collins gives examples, “this happened in China during several interdynastic periods, in Kievan Russia, in the Balkans after the decline of the Ottoman and Austrian Empires, and when the medieval Holy Roman Empire fragmented in the kleinstaaterei of Germany and Italy. Fragmentation occurs because interior states become militarily weakened states incapable of controlling secessions.
Basically, you’ve got potential allies and enemies on every side, and you tend towards balance of power politics and defensive postures. Even though central states tend to be on rich land, needing to defend against so many possible enemies leads to exhaustion, and they can’t handle revolts. Alternatively, though Collins doesn’t mention it, you can have self-disarmament in a successful balance of power regime, such as happened in the EU and if someone decides to take advantage of it, it may be too late to rearm.
Principle 4: Cumulative processes bring periodic long-term simplificiations, with massive arms races and showdown wars between a few contenders.
The first three rules lead to a couple large states becoming powerful (or putting them into alliances that amount to the same thing, as with Athens and the USA), then those two powers have a showdown. Sometimes it’s two marchlands who have conquered central areas (as with the USSR and America), sometimes it’s a peripheral state versus a central state which has conquered other central states (Britain v. Germany or Britain v. France), and sometimes to it’s a marchland just conquering the center as with the Mongols and China (though the Mongols conquered the Arab/Muslim center as well.)
These periods generally have huge arms races and buildups, which may or may not go to a showdown war. The US and USSR did not have their showdown war, but Athens and Sparta did. The competition, even if it doesn’t go to war can lead to both parties essentially losing, as with Germany and Britain in the two world wars. Britain’s “victory” was the loss of their empire and almost all their power and slow long term decline from that point as a manufacturing power, winding up a financialized satrapy of the real winner, the US.
The collapse of Britain, France and Germany allowed the US and the USSR to expand into what amounted to a vacuum.
Principle 5: Overextension brings resource strain and state disintegration.
Collins writes “the further military power is projected from the home base, the higher the costs.”
It’s this that made Paul Kennedy in his “Rise and Fall of the Great Powers” think that the US was due to collapse. He was right, but what he didn’t see was that the USSR was under even more resource pressure, and had a smaller resource base. Remember that Nixon going to China turned Russia’s eastern border into a real worry, and they had to move large numbers of troops there and keep them ready for a potential war. Combined with the Warsaw pact and allies having less resources and people than the US, NATO and other allies and Russia was under more resource strain than the US with its widespread bases.
The odd thing here, as Kennedy showed, that empires expand and get more resources, but the cost of getting the resources expands faster than the resources gained.
Though Collins doesn’t discuss it here I’d say there are other processes. Empires tend to ship their production to the provinces. They financialize. They have inflated real-estate and other prices which drives out real production (Spain and the treasure fleets is the extreme example, but it can clearly be seen in 20th century America and 19th century England, and I bet it was visible in Periclean Athens.)
Concluding Remarks
These are the five principles of Collins basic geopolitical model. They were used to predict the collapse of the USSR, in advance, and they backfit quite nicely onto a large number of civilizations’ history.
One might wish to extend this to the current situation, evaluating China and its junior partner Russia in their conflict against the West. Who has the size and resource advantage (resources in the modern world include manufacturing capacity and tech). Which has more of a marchland advantage? (Remember, if the US feels it has to defend something, the mainland advantage only partially applies, and then there’s the question of hypersonic missiles and so on.)
I don’t see an interior state fragmentation process going on that matters, but maybe I’m missing it?
Is there an arms race going on? Will it lead to a direct war? Who will use less of their resources to maintain that arms race while remaining militarily viable?
Who is more in overextension? The US and allies or China and Russia?
I may write an article on this, but I think most readers can work thru it themselves and will find it more valuable to do so than to read me doing it.
Some time back I read a book called The Foundations of Early Modern Europe, 1460-1559. One thread I picked out as particularly clear was their explanation of the effects of gunpowder.
The first bit is what as known as pike and shot. Early gunpowder weapons were slow and inaccurate. But late medieval pike units had already changed warfare: not only could they withstand charges from knights, but they figured out how to charge themselves. Still, they weren’t as fast as knights, and there were ways to deal with them.
Pike and shot was the innovation that broke knights completely: early firearms would blow right through armor, and pikemen could protect the arquebusiers. Pike and shot units slaughtered knights.
The second issue is that gunpowder, or rather artillery, made medieval castles obsolete. Artillery enabled the conquest of both Normandy and Constantinople.
Thirdly, gunpowder at the beginning was very expensive. It “royalized” warfare, nobles couldn’t afford it, kings could, and they used it to destroy the independence of the feudal nobility: knights weren’t the dominant arm any more, castles couldn’t withstand sieges, and nobles couldn’t afford to upgrade their men to the new armaments in enough numbers.
The irony here is that gunpowder also “proletariatized” warfare: peasants could use guns just fine, without much training and pike work, while skilled, didn’t require the training of a knight. It was said that to truly train as a knight you had to start as a child, but a gunner or pikeman could be trained in a few months.
The result of all of this was larger armies, the breaking of the independent feudal nobility as independent military forces, and thus centralization. The full on absolutism monarchs like Louis the XIV “l’estat c’est moi” came later, but it’s this early process of gunpowder breaking the feudal nobility which allowed them to centralize power and turn the nobility into court aristocrats.
The loss of the nobles true source of power and their reduction into aristocrats (whose influence relies far more on their relation to the monarch than their own power) allowed for the rise of the early bourgeoisie. Feudal nobles had power because they had military force, and power trumped money, but as they lost that and as armies became much more expensive, money became a source of power all its own. Kings needed a lot of it to field the new armies, and the bourgeoisie had it. As a result a lot of bourgeoisie became nobles themselves, since owning land still had much more prestige than being a merchant, but over time it led to power moving away from the nobles, now an aristocratic courtier class, and to those with the money and that led rather directly to events like the English civil war and, later, the French revolution.
For those kings in-between, gunpowder must have seemed like a godsend: allowing them to break the troublesome nobles and centralize power, but it was a devil’s deal for them. The old feudal system was reasonably stable because knights were the decisive military arm, and knights and nobility were wrapped up together.
Once it was the king alone, surrounded by courtiers who had no real power themselves, but were parasites on the court, the days of Kings, too, were numbered.
In the Anglo-US world, post-war liberalism has been on the defensive since the 1970s. This is normally shown through various wage or wealth graphs, but I’m going to show two graphs of a different nature. The first, to the right, is the number of strikes involving more than 1K workers. Fascinating, eh?
The second, below and to your left, is the incarceration rate. It isn’t adjusted for population increases, but even if it was, the picture wouldn’t change significantly.
This is the change caused by the Reagan revolution in the US, which, as is the case with most revolutions, started before its flagship personality.
(Article re-published as it’s important and a lot of current readers won’t have seen it.)
I was born in 1968. I remember the 70s, albeit from a child’s perspective. They were very different from today. My overwhelming impression is that people were more relaxed and having a lot more fun. They were also far more open. The omnipresent security personnel, the constant ID checks, and so forth, did not exist. Those came in to force, in Canada, in the early 1990s. As a bike courier in Ottawa, I would regularly walk around government offices to deliver packages. A few, like the Department of National Defense and Foreign Affairs, would make us call up or make us deliver to the mail room, but in most cases I’d just go up to the recipient’s office. Virtually all corporate offices were open, gated only by a receptionist. Even the higher security places were freer. I used to walk through Defense headquarters virtually every day, as they connected two bridges with a heated pedestrian walkway. That walkway closed in the Gulf War and has never, so far as I know, re-opened.
I also walked freely through Parliament Hill, un-escorted, with no ID check to get in.
This may seem like a sideline, but it isn’t. The post-war liberal state was fundamentally different from the one we have today. It was open. The bureaucrats and the politicians and even the important private citizens were not nearly as cut off from ordinary people as they are today. As a bike courier, I interrupted senior meetings of Assistant Deputy Ministers with deliveries. I walked right in. (They were very gracious — in every case.)
The post-war liberal state involved multiple sectors, in conflict, but in agreement about that conflict. Strikes were allowed, they were expected, and unions were considered to have their part to play. It was understood that workers had a right to fight for their part of the pie. Capitalism, liberal capitalism, meant collective action because only groups of ordinary workers can win their share of productivity increases.
Which leads us to our second chart. The moment you lock up everyone who causes trouble (usually for non-violent, non-compliance with drug laws), the moment you crack down on strikes, ordinary people don’t get their share of productivity increases. It’s really just that simple.
This is all of a piece. The closing off of politicians and bureaucrats from public contact, the soaring CEO and executive salaries which allow them to live without seeing anyone who isn’t part of their class or a servitor, the locking up of people who don’t obey laws that make no sense (and drug laws are almost always stupid laws), the crushing of unions, which are a way to give unfettered feedback to politicians and our corporate masters, are all about allowing them to take the lion’s share of the meat of economic gains and leave the scraps for everyone else.
But why did the liberal state fail? Why did this come about? Let’s highlight three reasons: (1) the rise of the disconnected technocrat; (2) the failure to handle the oil crisis, and; (3) the aging of the liberal generations.
The rise of the disconnected technocrat has been discussed often, generally with respect to the Vietnam war. The “best and the brightest” had all the numbers, managed the war, and lost it. They did so because they mistook the numbers for reality and lost control. The numbers they had were managed up, by the people on the ground. They were fake. The kill counts coming out of Vietnam, for example, were completely fake and inflated. Having never worked on the ground, having not “worked their way up from the mail room,” having not served in the military themselves, disconnected technocrats didn’t realize how badly they were being played. They could not call bullshit. This is a version of the same problem which saw the Soviet Politburo lose control over production in the USSR.
The second, specific failure was the inability to manage the oil shocks and the rise of OPEC. As a child in the 1970s, I saw the price of chocolate bars go from 25c to a dollar in a few years. The same thing happened to comic books. The same thing happened to everything. The post-war liberal state was built on cheap oil and the loss of it cascaded through the economy. This is related to the Vietnam war. As with the Iraq war in the 2000s, there was an opportunity cost to war. Attention was on an essentially meaningless war in SE Asia while the important events were occurring in the Middle East. The cost, the financial cost of the war, should have been spent instead on transitioning the economy to a more efficient one — to a “super-analog” world. All the techs were not in place, but enough were there, so that, with temporizing and research starting in the late 1960s, the transition could have been made.
Instead, the attempt was left too late, at which point the liberal state had lost most of its legitimacy. Carter tried, but was a bad politician and not trusted sufficiently. Nor did he truly believe in, or understand, liberalism, which is why Kennedy ran against him in 1980.
But Kennedy didn’t win and neither did Carter. Reagan did. And what Reagan bet was that new oil resources would come online soon enough to bail him out. He was right. They did and the moment faded. Paul Volcker, as Fed Chairman, appointed by Carter, crushed inflation by crushing wages, but once inflation was crushed and he wanted to give workers their share of the new economy, he was purged and “the Maestro,” Alan Greenspan, was put in charge. Under Greenspan, the Fed treated so-called wage push inflation as the most important form of inflation.
Greenspan’s tenure as Fed chairman can be summed up as follows: Crush wage gains that are faster than inflation and make sure the stock market keeps rising no matter what (the Greenspan Put). Any time the market would falter, Greenspan would be there with cheap money. Any time workers looked like they might get their share of productivity gains, Greenspan would crush the economy. This wasn’t just so the rich could get richer, it was to keep commodity inflation under control, as workers would then spend their wages on activities and items which increased oil consumption.
The third reason for the failure of liberalism was the aging of the liberal generation. Last year, I read Chief Justice Robert Jackson’s brief biography of FDR (which you should read). At the end of the book are brief biographies of main New Deal figures other than Roosevelt. Reading them, I was struck by how many were dying in the 1970s. The great lions who created modern liberalism, who created the New Deal, who understood the moving parts were dead or old. They had not created successors who understood their system, who understood how the economy and the politics of the economy worked, or even who understood how to do rationing properly during a changeover to the new economy.
The hard-core of the liberal coalition, the people who were adults in the Great Depression, who felt in their bones that you had to be fair to the poor, because without the grace of God there go you, were old and dying. The suburban part of the GI generation was willing to betray liberalism to keep suburbia; it was their version of the good life, for which everything else must be sacrificed. And sacrificed it was, and has been, because suburbia, as it is currently constituted, cannot survive high oil prices without draining the rest of society dry.
Reagan offered a way out, a way that didn’t involve obvious sacrifice. He attacked a liberal establishment which had not handled high oil prices, which had lost the Vietnam war, and which had alienated its core southern supporters by giving Blacks rights.
And he delivered, after a fashion. The economy did improve, many people did well, and inflation was brought under control (granted, it would have been if Carter had his second term, but people don’t think like that). The people who already had good jobs were generally okay, especially if they were older. If you were in your 40s or 50s when Reagan took charge in 1980, it was a good bet that you’d be dead before the bill really came due. You would win the death bet.
Liberalism failed because it couldn’t handle the war and crisis of the late 60s and 70s. The people who could have helped were dead or too old. They had not properly trained successors; those successors were paying attention to the wrong problem and had become disconnected from the reality on the ground. And the New Deal coalition was fracturing, more interested in hating blacks or keeping the “good” suburban lifestyle than in making sure that a rising tide lifted all boats (a prescriptive, not descriptive, statement).
There are those who say liberalism is dying now. That’s true, sort of, in Europe, ex-Britain. The social-democratic European state is being dismantled. The EU is turning, frankly, tyrannical, and the Euro is being used as a tool to extract value from peripheral nations by the core nations. But in the Anglo-American world, liberalism was already dead, with the few great spars like Glass-Steagall, defined benefit pensions, SS, Medicare, welfare, and so on, under constant assault.
Europe was cushioned from what happened to the US by high density and a different political culture. The oil shocks hit them hard, but as they were without significant suburbia, without sprawl, it hit them tolerably. They were able to maintain the social-democratic state. They are now losing it, not because they must, but because their elites want it. Every part of the social-democratic state is something which could be privatized to make money for your lords and masters, or it can be gotten rid of if no money can be made from it and the money once spent on it can be redirected towards elite priorities.
Liberalism died and is dying because liberals aren’t really liberal, and when they are, they can’t do anything about it.
None of this means that modern conservatism (which is far different from the conservatism of my childhood) is a success if one cares about mass well-being. It isn’t. But it is a success in the sense that it has done what its lords and masters wanted —- it has transferred wealth, income, and power to them. It is self-sustaining, in the sense that it transfers power to those who want it to continue. It builds and strengthens its own coalition.
Any political coalition, any ideology behind a political coalition, must do this: It must build and strengthen support. It must have people who know that, if it continues, they will do well, and that if it doesn’t, they won’t. Liberalism failed to make that case to Southerners, who doubled down on cheap factory jobs and racism, as well as to suburbanite GI Generation types, who wanted to keep the value of their homes and knew they couldn’t if oil prices and inflation weren’t controlled. Their perceived interests no longer aligned with liberalism and so they left the coalition.
We can have a new form of liberalism (or whatever we wish to call it) when we understand why the old form failed and can articulate the conditions for our new form’s success. Maybe more on that another time.
Published April 11, 2015, published back in the ’00s too, but I don’t remember when. Republishing doesn’t send out to lists, so I’m doing it as new piece. The original and comments can also be viewed.
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Let’s start with this little video of the geographical spread of China over time.
Looks like the Han conquered a lot of other people. They then imposed their culture, their writing, and over time, their language on those people.
Here’s the rule: Any people who get a significant military advantage, use it to conquer. They may not do so immediately, but eventually they do so.
The Mongols conquered the largest land empire in history. They were undefeated for generations; absolutely crushing military advantage.
The Russians, later, with the gunpowder advantage, conquered their large land empire.
The gunpowder advantage was big, but not that big. It worked in the Americas because of a plague that killed off over 90 percent of the population. Absent that, at worst/best you have a situation closer to India, though probably with a bit more successful colonization.
In ancient history, the Greeks had a huge military advantage. They knew they had it for a while before it was used by Alexander to conquer a huge swathe of the ancient world. (This is similar to the Mongols’ horse-archer advantage; they had to wait for a Genghis Khan to use it effectively.)
Shaka would have done something similar, had he been born a thousand years earlier, but he had the bad luck to run into the Brits, who posessed a much larger advantage.
We know nothing about the Druids because the Romans slaughtered them, colonized most of their lands, and made the Gauls into semi-Romans. The Christians later finished the job.
The Norse are gone because they lost a multi-century religious war against the Christians. We have weird ideas about the Norse: They were reacting to a hegemonic religious ideology that was already force-converting pagans. Charlemagne (a profoundly evil man) forced Saxons to convert, then killed them. Figured he was saving their souls, no doubt.
So the Norse built a wall across the south of Denmark (being outnumbered) and took to the seas, where they had an advantage. They raided and destroyed monasteries not just because that’s where the loot was, but because it was Christianity driving the forced conversions.
The Norse, despite their “terror,” lost. The last Norse pagans, in Iceland, converted because if they didn’t, they would have lost the ensuing war.
The industrial revolution probably created the greatest military advantage the world has ever known. It was used to conquer most of the world that was still agrarian, and where it didn’t conquer, it humiliated. The second the Japanese industrialized, they went on their own conquering spree. Mao, unifying China, immediately conquered Tibet (ironically using a claim based on the notion that, “The Mongols conquered you and us at the same time, so you should be ours.”)
Again, the rule here is simple. People are people. When a group gets a massive military advantage, they use it to conquer and colonize (Greek colonies in the ancient world were endemic.) The larger the advantage, the more conquests. In time, conquests that are unsustainable go away, and those that have largely eradicated the indigenous culture (sometimes through genocide, sometimes by just getting rid of the culture), remain, even if nominally independent. Canada, Mexico, and even most South American countries are NOT resurgences of the people who ruled the countries before Europeans showed up. Neither are most of the areas China conquered in its millenia long march.
What China is doing in Tibet and to the Uighurs, in that light, is simply a modern version of what the Chinese have done for ages.
None of this means that colonialism and conquest and cultural or actual genocide are good. They aren’t.
They are, however, our current pattern. We are living through a holding pattern right now, to an extent, only because of nuclear weapons. If a massive advantage is obtained which neutralized nukes, this pattern would re-emerge.
If we want this pattern to end, we need to figure out why it happens: What creates the enabling conditions, and we need to become a conscious world civilization.
Right now, if you look at the “greenhouse gas” curve or at the “species extinction curve” and compare it to the curve of a bunch of bacteria in a petri dish growing uncontrollably until they die in their own waste, you won’t see any significant difference.
At the civilization and cultural level, we are not conscious. We do not make choices, much as we think we do. Instead we act like any other animal, driven by unconscious impulses and drives we apparently cannot control.
None of the evils we inflict, as societies, on each other or on the other species of the world, will cease for any significant amount of time, if we do not become conscious and work to change these behaviours.
If we can’t, we will likely go extinct. If not this time around, then next. We will keep careening into absolutely forseeable problems and doing nothing about them until its too late, and one of these days, it will kill us.
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What strikes me is our loss of leadership competency, from the extremely competent people who managed us through the depression and through WWII to the clowns of today.
I’ve been involved in Youtube exchanges where some idiot creates a video claiming how we “saved” the USSR in WWII via Lend-Lease. First, that is that factually untrue. The USSR saved itself; Lend-Lease was such a trickle in 1941-1942 that it had essentially NO effect on the Battle of Moscow in December 1941, and very little impact on the Battle of Stalingrad in the fall-winter of 1942. Stalingrad at the very least marks the point where “the USSR will survive and not lose” so Lend-Lease didn’t “save” the USSR. Lend-Lease did help the USSR, but the bulk of it (60 %) came in the last 10 months of WWII well after the USSR had turned the tide and driving back the Wehrmacht out of the USSR. The most important part of Lend-Lease help wasn’t the weapons we sent, nor the locomotives, nor the steel, nor the petrol, nor even the trucks (the most common ‘fact’ brought up). It was the food we sent–in 1942 42 % of the USSR’s arable land was occupied, and the USSR instituted a rationing program where soldiers, workers in essential industries, and children got first priority on food. If you weren’t one of those, you didn’t get much, and hunger contributed mightily to the USSR’s civilian death rate in the war. The FDR administration promised the USSR 10 % of US food production to help, but could only manage to deliver 3 %.
But my point in mentioning Lend-Lease is that such Youtubes miss the main reason why we did what we did in aiding the USSR. It wasn’t some act of friendship or mercy, we weren’t just ‘being nice’; we did it OUT OF ENLIGHTENED SELF-INTEREST. George Marshall and the US military leadership were not sure we could win WWII without Soviet help; at the very least if the USSR went down to defeat and Hitler obtained access to the USSR’s resources it would prolong both the length and sacrifice of the US and UK. The military problem the US faced was war both in Europe and the Pacific, with far-flung bases and long supply lines that “ate” up manpower and required a powerful Navy and Air arm to protect. We thus couldn’t raise an army of hundreds of divisions and supply it overseas, to do the work that the Soviets were providing the West by grinding up the Wehrmacht. Keeping the Soviets in the war was quite vital; ergo Lend-Lease.
In short, Marshall and his ilk had a clear and correct notion of what the US could do, and what it couldn’t do. The manpower restrictions on ground forces meant “no land war in Asia” which meant we wouldn’t field armies in China. Instead, we focused on a ground force manpower-minimizing “island hopping” strategy where we only took relatively few key islands and just left Japanese ground forces in elsewhere stranded and cut-off from supply. The bulk of the ground forces we did raise were going be used to defeat Hitler, whom Marshall correctly identified as the biggest threat to the US, given Germany’s technological skills and industrial base.
This kind of calculation is what we’ve lost. In WWII, we knew we were powerful, in some ways relative to the world more powerful then than now, but we knew we couldn’t do everything and that we shouldn’t even try. But after WWII, inside the US spread the notion (largely spread by conservatives and the anti-communists) that we had really ‘done it all’ and won the war without much of anyone’s help. Why did we cave to Stalin at Yalta? Why didn’t we let Patton drive the Soviets out of Eastern Europe? We had the bomb after all! (cue in Henry Stimson rhetorically patting his coat pocket). WE WERE OMNIPOTENT!
The first generation who acted on this belief, a belief definitely not shared by those who planned and executed WWII, was the “Greatest Generation” who had fought it as common soldiers when they assumed leadership—JFK through Reagan/Bush I. It led to Vietnam and to interventions everywhere, because we could and should impose our will upon the world. It was exacerbated when (as you say) financial means of scoring economies replaced measures of actual industrial capacity and output, from Clinton to today. What gets me is that the US’s leadership is more arrogant and more convinced of its supremacy despite the fact by all objective measures, whatever power the US actually has is far less relative to the rest of the world than the US during WWII during Marshall’s and FDR’s time. Yet Marshall and FDR knew we weren’t omnipotent and couldn’t ‘do it all’. And I fear nothing less than a massive comeuppance will change their attitudes.
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